Legal & Compliance Advisors

Financial (banking, stock market, fintech)

Legal & Compliance advisors
A financial services and consulting firm with over 10 years of experience, more than 100 associates, and 10 practice areas, with offices in Mexico City, Querétaro, and Austin, Texas. Our services specialize in the financial sector, primarily banking, securities, and fintech, with extensive and in-depth experience in virtual assets. Our partners are independent directors of companies within the Mexican Stock Exchange (BMV), including banks, fintechs, investment fund managers, and technology firms.
Areas of Specialization
Financial, Fintech, Compliance, Blockchain & Crypto, Corporate Governance, Attention to Authorities, Litigation, Trade/Privacy & Data Security, Intellectual Property

José Díaz Cuadra

A graduate in Law with a Master's degree in Fintech & Blockchain, specializing in Financial Law and Commercial Law; certified in Corporate Governance by the Anáhuac Institute of Senior Management and with a Diploma in ESG Instruments from the Mexican Stock Exchange School, among other qualifications. He is an instructor certified by ITESM, an independent board member of Grupo BMV and various banking, securities, and fintech entities; a speaker and professor, where he has notably taught i) the Fintech Law course for CNBV officials, ii) Blockchain for Lawyers by Blockdemy, and iii) the LATAM Senior Management Program by FintechU. With nearly 30 years of experience in the financial sector, he served for almost 20 years as In-House Counsel at various banking institutions, including HSBC, Ve por Más, Prudential Bank, Actinver, and PagaTodo, holding positions such as General Counsel/Head of Compliance and Legal Director of a Private Equity Fund.

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